Regulatory Governance & Compliance Audits Manager (Banking Experience)
Abu Dhabi
8 Dec 2020

Manage and lead audit engagements to provide independent assurance of the group’s regulatory governance and compliance program in accordance with the established audit plan, program and auditing standards. Act as a AML, regulatory compliance and governance subject matter expert for integrated audits related to other audit programs.

Key Responsibilities will include

  • Lead the stand-alone governance, AML and regulatory compliance audits / reviews in line with Group Audit and Risk Review Manual, IIA International Standards and regulatory requirements.
  • Apply comprehensive expertise to deliver on time clear & concise audit reports, business monitoring and issue validation.
  • Complex judgement to address control issues, analyse report findings, recommend appropriate actions plan and propose creative and pragmatic solutions for risk and control problems.
  • Support the Regulatory Governance Compliance SME with developing and executing the annual audit plan relating to Governance and Regulatory Compliance.
  • Participate in special investigations, retail, corporate credit reviews and operations and technology audits as a SME, whenever required.
  • Maintain Risk Assessment Profile (RAP) for each of the auditable entities within the Regulatory Governance Compliance Review Program.
  • Review working papers during the audit as well as prior to wrap up to ensure quality and completeness in documentation.

Who we're looking for

  • Bachelor’s Degree in Law or Corporate Governance from a recognized institution including certification such as CAMS, ICA Diploma.
  • Must have 10-12 years of experience in AML, Compliance or Governance and understanding of UAE Banking and /or international banking, Audit experience is preferred.
  • Excellent communication (Writing & Verbal) Skills and proficient in MS Office (Word, Excel and PowerPoint).

What's on offer

  • Attractive Salary Package (All Inclusive)
  • Family Medical Insurance 
  • Performance Bonus 


  • Job Ref: TI-nt85
  • Your application will be sent to Jassim Siddique